Corresponding author: Tatyana V. Kritskaya ( krytskaja@mail.ru ) © 2021 Vladimir N. Jarkin, Oleg A. Kisarin, Tatyana V. Kritskaya.
This is an open access article distributed under the terms of the Creative Commons Attribution License (CC BY 4.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
Citation:
Jarkin VN, Kisarin OA, Kritskaya TV (2021) Methods of trichlorosilane synthesis for polycrystalline silicon production. Part 2: Hydrochlorination and redistribution. Modern Electronic Materials 7(2): 33-43. https://doi.org/10.3897/j.moem.7.2.65572
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Novel technical solutions and ideas for increasing the yield of solar and semiconductor grade polycrystalline silicon processes have been analyzed. The predominant polycrystalline silicon technology is currently still the Siemens process including the conversion of technical grade silicon (synthesized by carbon-thermal reduction of quartzites) to trichlorosilane followed by rectification and hydrogen reduction. The cost of product silicon can be cut down by reducing the trichlorosilane synthesis costs through process and equipment improvement. Advantages, drawbacks and production cost reduction methods have been considered with respect to four common trichlorosilane synthesis processes: hydrogen chloride exposure of technical grade silicon (direct chlorination, DC), homogeneous hydration of tetrachlorosilane (conversion), tetrachlorosilane and hydrogen exposure of silicon (hydro chlorination silicon, HC), and catalyzed tetrachlorosilane and dichlorosilane reaction (redistribution of anti-disproportioning reaction). These processes remain in use and are permanently improved. Catalytic processes play an important role on silicon surface, and understanding their mechanisms can help find novel applications and obtain new results. It has been noted that indispensable components of various equipment and process designs are recycling steps and combined processes including active distillation. They provide for the most complete utilization of raw trichlorosilane, increase the process yield and cut down silicon cost.
trichlorosilane synthesis, polycrystalline silicon
See the beginning of the article in 2021; 7(1): 1–10. https://doi.org/10.3897/j.moem.7.1.64953
The production of polycrystalline silicon using the Siemens method or the silane method involves the formation of large amounts of tetrachlorosilane (SiCl4). The amounts of SiCl4 obtained at different process stages depend on the process route used. The following tetrachlorosilane production amounts per 1 kg of polycrystalline silicon have been reported [
1. 2–5 kg at the direct trichlorosilane synthesis stage;
2. 11–14 at the stage of polycrystalline silicon synthesis from trichlorosilane;
3. 22–27 during trichlorosilane disproportioning (the silane technology).
Tetrachlorosilane can be used for the production of aerosil, quartz crucibles, ethyl silicate in epitaxy processes and quartz fiber light guides. It is technically and economically viable to recycle tetrachlorosilane in the silicon production route (Table
From economic and technical standpoints tetrachlorosilane recycling after conversion to trichlorosilane is more appropriate. These methods will be addressed below.
Compound | Chemical formula | Purity (wt.%) | Price ($/kg) | Information source |
Technical grade silicon | Si | 98–99 | 1.75–2.07 | www.metal.com |
Trichlorosilane | SiHCl3 | 99.9 | 6.3 | original.metal.com |
Tetrachlorosilane | SiCl4 | 99.9 | 1.2–1.86 | www.zauba.com |
Aerosil | SiO2 | 99.8 | 0.5–0.8 | www.china.com |
Ethyl silicate | Si(OC2H5)4 | 99.3 | 1.5–2.2 | www.china.com |
Dichlorosilane | SiH2Cl2 | 99.9–99.99 | 23.26–46.5 | www.china.com |
Silane | SiH4 | 99.9999 | 55–90 | alibaba.com |
Solar grade silicon | Si | 99.9999 | 12–19.2 | www.metal.com |
Homogeneous tetrachlorosilane hydration is based on the following reaction:
SiCl4 + H2 ⇄ SiHCl3 + HCl, (3)
occurring at high temperatures (700–1400 °С) followed by rapid cooling (quenching) of the mixture. Hydration of organic compounds by hydrogen was first described in 1929 [
Thermodynamical calculations of the SiCl4 – H2 system during SiCl4 to SiHCl3 conversion was carried out [
Process simulation in an ideal replacement flow-type reactor [
The design of tetrachlorosilane to trichlorosilane converters is similar to that of silicon deposition reactors. A cooled reaction chamber contains electrically heated graphite rods or tubes (1200–1400 °C). On average one converter is intended for 2–5 silicon deposition reactors [
The growth of silicon production and the construction of new factories capable of more than 10,000 tpy silicon output required a number of modifications to tetrachlorosilane conversion process design. It was required to reduce the number of recirculation flows and the number of converters, cut down service costs and increase safety. Polycrystalline silicon equipment developers announced a single-flow 7500 tpy SiCl4 converter [
Tetrachlorosilane to trichlorosilane converter: (a) converter general appearance: (1) heater, (2) heated heat exchanger; (b) evaporator to converter reactant flow diagram: (1) evaporator, (2) converter, (3, 4) liquid SiCl4, and H2 directed from evaporator to converter, (5) vapor/gas SiCl4 and H2 mixture at converter input, (6) heated converted vapor/gas SiHCl3, SiCl4, SiH2Cl2 and HCl mixture at converter output, (7) evaporator-cooled SiHCl3, SiCl4, SiH2Cl2 and HCl mixture, (8, 9) converter enclosure water coolant input and output, (10, 11) converter electrode water coolant input and output; (c) graphite heater. Source: http://www.silicon-products-GmbH.com
This converter type has an up to 15000 kg/h SiCl4 output and provides for a 16.5 wt.% (20.7 mol.%) conversion efficiency. If a company producing up to 10,000 tpy Si with a power cost of 0.05 $/kWh uses this converter its specific power consumption will decrease from 3 kWh/kg SiHCl3 to 0.7 kWh/kg SiHCl3. This will provide for an annual power cost saving of 230 mln. $/y.
There also was a converter design comprising a number of ring-shaped units and same-shaped heaters [
This method is alternatively referred to as tetrachloride hydration in the presence of silicon or cold hydration. The process is based on the following reaction:
3SiCl4 + Si + 2H2 ⇄ 4SiHCl3. (4)
This reaction is weakly endothermic, the byproducts being dichlorosilane and hydrogen chloride in small quantities. It was reported [
Later on this reaction was studied in laboratory reactors with an immobilized silicon layer [
According to the conclusions made by the authors of the above patent, SiCl4 conversion to SiHCl3 in the presence of silicon and hydrogen has thermodynamic restrictions. At normal atmospheric pressure and 500–600 °C, the trichlorosilane yield is within 20 mol.%. Higher trichlorosilane yields can be achieved by raising the process pressure to 30 MPa, but still a large portion of SiCl4 is not converted. Catalyst addition increases the trichlorosilane yield and reduces the duration of the reaction initiation phase which is typically 30 min to 2 h. Increasing the H2 : SiCl4 molar ratio increases the trichlorosilane yield but reduces the specific yield of the reactor. In the absence of copper catalyst the process is mostly catalyzed by iron.
Studies of silicon particles by scanning electron microscopy, optical emission spectroscopy, energy dispersion X-ray spectroscopy (EDX) and other methods [
The interaction of silicides with the SiCl4 + H2 was also studied [
xSiCl4 + 2xH2 + yM → MySix + 4xHCl, (5)
accompanied by the trichlorosilane formation reaction due to silicide destruction:
MySix + 3HCl → MySix-1 + SiHCl3 + H2, (6)
and further trichlorosilane formation occurs by the following reaction:
SiCl4 + H2 ⇄ SiHCl3 + HCl. (7)
According to earlier data [
It should also be taken into account that other silicide forming metals (Co > Re > Ni = Pd > Cu > Fe > Mo) affect the process rate (T = 660 °С, H2 : SiCl4 ratio from 4) to different extents [
If copper is used as a catalyst at P = 30 MPa the hydrochlorination process rate is 6 times higher than if Fe is used. However copper catalyst has a number of disadvantages: Cu powder is pyrophoric, just like the dust coming with copper, copper contaminated dumps are difficult for disposal or recycling, copper is relatively expensive etc. Therefore there are a large number of studies proving that Fe is preferable as a catalyst (Table 3, Part 1). To achieve a uniform distribution it was suggested to crush iron together with silicon and granulate [
The surface of silicon particles that is free from metals does not participate in the reaction. Fluidized bed reactor studies showed that the highest trichlorosilane yield of ~31% can be achieved at 525–575 °C temperature, 0.1 MPa pressure and exposure time of > 5 s. Thermodynamical calculations taking into account the main reaction (4) and six side reactions [
It was also reported [
The hydrochlorination reaction is preferably conducted in a fluidized bed reactor. An important advantage of this reactor type is the absence of temperature gradients due to intense mixing of solid particles and gaseous phase. Furthermore silicon and/or catalyst particles can easily be loaded into this reactor type and used materials can be easily withdrawn from it.
Since the process is carried out at high pressures and relatively high temperatures, the reactor should be made from Ni–Cr–Mo alloys with a chromium content of at least 5 wt.%, iron content of less than 4 wt.% and other alloying additions 0–10 wt.%, balance nickel. The most advantageous are Inconel 617, Inconel 625 and Alloy 59 alloys [
Hydrochlorination reactor operation was simulated on the basis of laboratory tests [
A homogeneous temperature field can be developed in the reactor by means of microwave heating [
The construction materials for the heater and the hydrochlorination reactor, Inkolloy 800 alloy is used (С ≤ 0,12%, Si – 1,0%, Mn ≤ 2,0%, P ≤ 0,3%, S – 0,015%, Cr ~ 19–23%, Ni – 30–34%, Ti – 0,15–0,60%, Al – 0,15–0,60%, Fe ≥ 38,63%).
Patent literature contains disclosures of various hydrochlorination reactor designs
Schematic hydrochlorination reactor with zero heat supply [33]: (1) fluidized bed reactor, (2) temperature gage, (3) control unit, (4) valve drive, (5) valve.
The temperature is maintained at a constant level by means of periodical supply of hydrogen chloride to the chamber. Heat is regularly released as a result of interaction between HCl and Si.
To increase the trichlorosilane yield the hydrochlorination process is implemented in two sequentially connected fluidized bed reactors [
This method (otherwise referred to as redistribution or anti-disproportioning method) is based on the tetrachlorosilane redistribution reaction. Dichlorosilane is formed during silicon production along with trichloprosilane. Dichlorosilane is produced during direct trichloprosilane synthesis, especially if catalysts are used, and during silicon deposition. Thermodynamical studies of SiН2Cl2 behavior in the Siemens process showed [
Small dichlorosilane additions to trichlorosilane compromised the technical and economical parameters of silicon deposition process. Additionally, process control should in this case take into account the dichlorosilane content in the mixture, rod temperature, rod diameter and quantity of mixture fed to the reactor [
Dynamic Ingineering Co. announced a new method for dichlorosilane and tetrachlorosilane disposal [
SiH2Cl2 + SiCl4 2SiHCl3. (8)
This reaction is exothermic (+11 kCal/mole SiH2Cl2) and shifts to its right-hand side with decreasing temperature. the process is catalyzed with a macroporous anion-exchange resin made from styrene and divinylbenzene with a tertiary anion function group (Dowex M43 anionite). The basic schematic of the reactor is shown in Fig.
Basic schematic of SiH2Cl2–SiCl4 mixture conversion reactor [43]: (1) disproportioning reactor, (2) reactor cross-section and reaction pipes, (3, 4) top and bottom reactor heads, (5) input, (6) SiH2Cl2 + SiCl4 reaction mixture pipeline, (7) static mixer, (8) recirculation pipe, (9) reaction piping cooling enclosure, (10, 11) top and bottom sieves, (12, 13) cooling mixture input and output, (14) recirculation pump, (15, 16) control valves.
This reactor type was presented by Dynamic Ingineering for GCL Solar’s 1000 tpy polycrystalline silicon factory [
Later on the process was intensely studied by Chinese researchers and they called it trichlorosilane anti-disproportioning of the GCL process. The dichlorosilane and tetrachlorosilane interaction operation is carried out in reaction and rectifying columns [
Basic schematic of trichlorosilane anti-disproportioning process [51]: (1) tetrachlorsilan (SiCl4) flow; (2) dichlorosilane (SiH2Cl2) flow; (3) gaseous trichlorosilane flow; (4) reflux liquid (mainly trichlorosilane), (5) final product (pure trichlorosilane), (6, 8) product pipelines (mainly tetrachlorosilane), (7) evaporated tetrachlorosilane pipeline, (9) high boiling point residual fraction output, (10) aberage boiling point product, (11) cooled tetrachlorosilane, (12) top rectifying section, (13) middle section (reaction zone) with a catalyst head, (14) stripper column section, (15) reflux column, (16) reboiler, (17) separating refrigerator, (18) low-temperature refrigerator, (19) reactive distillation column.
Process simulation and optimization [
Joint dichlorosilane and tetrachlorosilane to trichlorosilane conversion methods based on carbon-containing catalysts
Patent [
The efficiency of polycrystalline silicon production depends directly on the technology and equipment, trichlorosilane flowrate and power parameters. The cost breakdown is also determined by production volume and current polycrystalline silicon market price.
A 3000 tpy polycrystalline silicon factory that uses the Siemens process (direct trichlorosilane synthesis, rectifying and separation columns, silicon deposition reactors, vapor/gas mixture regeneration and tetrachlorosilane conversion) consumes as much power as a town with a 50,000 population [
Chinese polycrystalline silicon companies achieve competitive advantage due to efficient State support including lower power prices. Whereas electricity rates for industry in Germany are at 4 c per 1 kWh, those in China are within 2 c per kWh [
The use of tetrachlorosilane conversion or silicon hydrochlorination methods in polycrystalline silicon processes reduces power consumption by 20–30 kWh/kg silicon [
Comparison of technical parameters of silicon hydrochlorination and tetrachlorosilane hydration methods [59]
No. | Cost Item & Parameter | Silicon hydrochlorination | Tetrachlorosilane hydration |
1 | SiCl4 output (kg/h) | 12500 | 500–1500 |
2 | Conversion rate (%) | 23–28 | 17–22 |
3 | Reaction temperature (°C) | 400–600 | 1200–1300 |
4 | Power consumption (kWh/kg SiHCl3) | 0.4–0.7 | 2.0–3.5 |
5 | Continuous service period (days) | 150–330 | ~120 |
6 | Working mode features | Difficulty of silicon powder supply to reaction volume due to air-tightness conditions. Specific requirements to dimensions and air tightness due to high pressure used | Graphite electrodes and carbon parts require regular replacement. Carbon is involved in high-temperature reaction and reduces product quality |
Although the tetrachlorosilane conversion process provide for pure trichlorosilane and as a result more pure silicon, the hydrochlorination process is more economically viable.
Start up of 5000+ tpy factories and the wide use of the hydrochlorination process (with SiCl4 as the raw material) has revealed the following drawbacks of these processes:
Hydrochlorination reactors allow limited scalability;
10,000 tpy factories require large tetrachlorosilane recycling quantities. This entails high production costs and large capital investments;
Production requires highly skilled and experienced personel.
Compromise solution for 10,000+ tpy factories is the joint use of direct trichlorosilane synthesis reactors and hydrochlorination reactors, i.e, the so-called hybrid method [
Three process routes were analyzed using the Aspen Plus software [
– the classical Siemens process where trichlorosilane is produced by direct chlorination (DC);
– the Union Carbide process where trichlorosilane is produced by hydrochlorination (HC) and then disproportionated for silane production;
– according to the Author’s definition, “hybrid process” in which trichlorosilane is produced by hydrochlorination (HC) and used for siicon deposition in the Siemens reactor.
All processes were simulated for a 2000 tpy production.
The calculations show that optimization of the processes will reduce yearly costs by 53 to 88%. The Siemens process showed the lowest costs and the best economic parameters but the smallest output. The “hybrid process” showed the best results with the highest silicon recovery rate and the highest income while being inferior to the Siemens process in environmental parameters. The Union Carbide process proved to be the most expensive one of the three above listed processes.
Thus the Siemens process and its modifications remain attractive and useful for polycrystalline silicon production. New silicon factories in Russia and China use upgraded Siemens process options. They combine advanced direct trichlorosilane synthesis and silicon hydrochlorination processes in one unit or their combinations [
According to recent information [
The predominant polyscrystalline silicon technology is still the Siemens process, and direct trichlorosilane synthesis, tetrachlorosilane hydration and silicon hydrochlorination remain vital and permanently improved approaches. Special attention is paid to processes on silicon surface [